
David Blunt
1LoD
Information
- David is Head of the Conduct Specialists Department in Supervision at the FCA. David is responsible for the extension of the senior managers and certification regimes to all FCA authorised firms – one of the key FCA workstreams focusing on culture and governance at firms. David also oversees the FCA’s specialists in a range of areas including consumer contracts issues, remuneration at firms and the FCA’s use of its powers under s166 FSMA (“skilled persons”). David has been at the FCA/FSA since 2000 where his roles have included heading the investment banks supervision department and a variety of roles in the Markets and Enforcement divisions. Prior to joining the FSA, David worked at the London Stock Exchange in its Listing Division. David trained as a solicitor and worked at Lovells (now Hogan Lovells) from 1992-1998 where he specialised in commercial litigation acting for banks and other financial services firms.
Speaker on
Panel Discussion: Operationalising the Client Risk Rating (CRR) Model: Defining Low-, Medium and High-Risk Clients for Effective AML
Conference
02/27/2025
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11:05 - 11:45
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Oceanic
Boardroom Debate: Developing a Robust Fraud Risk Management Framework
Conference
02/27/2025
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12:10 - 12:50
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Aquitania
Panel Discussion: From the Outside In: A 2025 Regulatory Perspective
Conference
02/27/2025
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14:00 - 14:40
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Oceanic
Plenary Discussion: What Comes First in the Financial Crime Function- the Team or the Tech?
Conference
02/27/2025
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16:40 - 17:20
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Oceanic